How To Become Compliance Officer Watertown NY

A compliance officer (CO), or in many cases chief compliance officer (CCO) is the person at a company who has the responsibility of ensuring that their company follows the legal and regulatory requirements which pertain to their business or industry. Read on and learn more.

Providian Staffing
(315) 403-0499
107 court st. #921
watertown , NY
 
Wall Street Services
(212) 509-7200
11 Broadway
New York, NY
Main Industries / Positions
MBA Financial Consultants
Compliance
Financial Engineering
Entry-level Finance
Trading Floor
Wealth Management
Private Equity
Operations / Trade Processing
Accounting Professionals
Investment Banking

Type of Service
Mon 7:30am-5:30pm
Tue 7:30am-5:30pm
Wed 7:30am-5:30pm
Thu 7:30am-5:30pm
Fri 7:30am-5:30pm
Sat Closed
Sun Closed

New York Staffing Services, Inc.
(212) 425-2979
40 Exchange Place
New York, NY
 
Access Staffing
(212) 687-5440
360 Lexington Avenue
New York, NY
Main Industries / Positions
Office Support, Light Industrial, Legal, Insurance, Information Technology, Human Resources, Healthcare & Human Services , Fashion & Retail , Event Planning, Creative, Bilingual Japanese , Audit, Advertising, Accounting & Financial,

Taylor Hodson Inc.
(212) 924-8300
133 West 19th Street
New York, NY
Main Industries / Positions
Public Relations
Private Equity
Non-Profit
Media/Communications
Marketing
Hedge Funds
Financial Services
Fashion
Executive Search
Consulting
Banking
Advertising


Millennium Personnel Corp.
(212) 244-2777
224 West 30th Street
New York, NY
Main Industries / Positions
Sales/Marketing Assistant, Executive Assistant, Office Assistant, Administrative Assistant, Receptionist
Type of Service
Walk-in Interviews, 9am-12pm
Mon-Thurs, no appointments needed.

The Tuttle Agency
(212) 497-9500
295 Madison Avenue at 41st Street
New York, NY
Main Industries / Positions
human resources
specialty staffing
sales/marketing/advertising
creative
technology/analytics
hospitality
healthcare
legal
financial
administrative
accounting


Adam Personnel
(212) 557-9150
11 East 44th St.
New York, NY
Main Industries / Positions
Accounting, Consulting, Administrative, Banking and Financial Services , Fashion, Financial Software, Human Resources , Import/Export, Information Technology, Nonprofit, Public Relations , Real Estate , Sports Entertainment , Temporary

Active Staffing
(212) 244-6444
41 West 33rd Street
New York, NY
Main Industries / Positions
Industrial, Production, Warehouse, Retail, Clerical, Food Service

Kelly Services
212-949-5313 
237 PARK AVE
New York, NY
Main Industries / Positions
Accounting, Accounts Payable, Accounts Receivable, Audit, Banking, Billing, Bookkeeping, Budget, Collections, Credit, Finance, Forensic Accounting, GAAP/IFRS, Insurance, Internal Audit, Mortgage, Payroll, Public Accounting, SEC Reporting, SOX, Tax, Treasury, Trust Operation

How To Become Compliance Officer

A compliance officer (CO), or in many cases chief compliance officer (CCO) is the person at a company who has the responsibility of ensuring that their company follows the legal and regulatory requirements which pertain to their business or industry. There is often only one CO, especially at smaller companies and this individual bears a great deal of responsibility as their job performance or lack of it can seriously impact the company they work for.

A compliance office may be employed in just about any industry and their exact duties will largely depend on this. A CCO must have extensive experience in their field and a comprehensive level of knowledge, especially as pertains to the regulatory requirements of the industry. This is why the position of compliance officer is almost invariably a senior level position.

As a senior level position, at least in the overwhelming majority of cases, a proven track record of managerial experience is important to the position of chief compliance officer – there is a lot of interpersonal communication involved, as compliance officers have the task of explaining sometimes very complex regulatory or legal issues to staff of all levels within a company in a way that can be readily grasped and implemented.

A large part of the duties of a CO involve remaining well informed and up to date with current developments in their industry. They must anticipate how these changes in regulatory requirements may affect the operations of their company. After that, they determine which steps must be taken to ensure that the company remains in compliance with these rules and regulations.

Compliance analysts typically work closely with the legal department and senior management at their firms. They help these personnel to plan and implement strategies to stay current and in full compliance with all regulations which may affect the company.

They will also work with the marketing department to make sure that marketing and advertising materials are in line with any regulations and restrictions on such material in their industry; clearly, the position of compliance officer entails some complex challenges and is not a position for those who are not inclined towards constant learning and staying on top of changes in their industry.

For those considering CO positions, the requirements are typically a college degree applicable to the field in which they are seeking employment. The person should have a proven track record of success in this field and a deep understanding of their industry and the legal issues and regulatory requirements which govern it.

These positions are a good fit for an experienced manager within an industry who has a firm grasp of the issues involved in the industry. It is usually a position for someone looking to transition to a different career while staying in the same industry in which they have gained a solid grounding and foundation of knowledge to put to use in meeting the challenges posed by the position of compliance officer.

Large companies will have compliance departments. It is in these departments where college graduates who are interested in the compliance officer career are hired. They will usually work with an experienced officer, who will bring them along nicely.

If you are interested in the compliance officer career, I urge you to do more research on the profession. You can do this by visiting websites that cover the profession in more detail.

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Copywrite Kenneth Echie. Kenneth is a writer for http://www.criminaljustice-schools-degrees.com . Get free scholarship report and learn to become a Compliance Officer at http://www.criminaljustice-schools-degrees.com/compliance-officer.html by visiting. Also See: http://www.extra-income-ideas.com



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